Frank Augustine Cuenca

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 12/2017
  Sii Investments
  San Ramon, CA
• 01/2018 → 01/2023
  International Assets Advisory, Llc
  San Ramon, CA
• 01/2023 → Present
  Independent Financial Group, Llc
  Carefree, AZ

Previous Registrations

• 2018-01-10 → 2023-01-26
  International Assets Investment Management, Llc
  San Ramon, CA
  Orlando, FL
  Carefree, AZ
• 2008-09-03 → 2017-12-07
  Sii Investments, Inc.
  San Diego, CA
  San Ramon, CA
• 2006-11-01 → 2008-12-31
  The Retirement Group
  San Diego, CA
• 2004-06-29 → 2006-09-15
  Fsc Securities Corporation
  San Diego, CA

Other Businesses

(1) RENTAL PROPERTY (1) POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2023 ADDRESS: McKinney TX 75071, United States DESCRIPTION: RENTAL PROPERTY (2) RENTAL PROPERTY (2) POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/03/2023 ADDRESS: Frisco TX 75035, United States DESCRIPTION: RENTAL PROPERTY. (3) FRANK A. CUENCA POSITION: Owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2026 ADDRESS: 8440 E. Golden Spur Road, Carefree AZ 85377, United States DESCRIPTION: NONE. Property mgmt. firm runs the 2 Texas rentals.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-23
• S63 Uniform Securities Agent State Law Examination
  1991-07-10