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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-30
KY RA APPROVED 2015-12-15
  • TX RA
    APPROVED_RES
    Since 2018-10-30
  • KY RA
    APPROVED
    Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

3801 Springhurst Blvd, Suite 200, Louisville, KY 40241 • United States

Prospect, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Radcliff KY 04/1991 Present
First Command Financial Services, Inc Fort Worth TX 08/1991 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
  • 04/1991 → Present
    First Command Financial Planning, Inc.
    Radcliff, KY
  • 08/1991 → Present
    First Command Financial Services, Inc
    Fort Worth, TX
  • 12/2015 → Present
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1991-05-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1991-05-15
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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