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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Coquille Economic Development Company | North Bend | OR | 02/2006 | 12/2017 |
| Robert Half | San Francisco | CA | 10/2017 | 12/2017 |
| Unemployed | San Francisco | CA | 01/2016 | 06/2017 |
| Sofi | San Francisco | CA | 07/2017 | 09/2017 |
| Unemployed | San Francisco | CA | 09/2017 | 10/2017 |
| Wells Fargo Clearing Services, Llc | San Rafael | CA | 12/2017 | 05/2020 |
| Edward Jones | Santa Rosa | CA | 05/2020 | Present |
Coquille Indian Tribe Type: Date: 05/01/22 Title: Investment Committee Trad Hrs: 0 Tot Hrs: 0 Desc: Provide investment management advice, oversight, analysis and guidance to the Tribal Council and Chief Financial Officer. Monitor and review performance of Tribal investment portfolios at least quarterly and report to Tribal Council as requested. City-State: North Bend OR *** Redwood Coast Land Conservancy Type: Date: 01/01/25 Title: Finance committee member Trad Hrs: 0 Tot Hrs: 0 Income: 0 Desc: The RCLC Executive Director has asked me to join a newly formed finance committee for this non-profit organization. I will have no access to financial accounts, no check writing authority and no handling of money. All decisions made by committee. No" *** Sonoma Hometown Band Sonoma, CA Start date: 1/1/2025 President, Board of Directors Hours per week: 0 Hours during trading: 0 I am a musician in the band and also board president.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-23 |
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