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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-03-30
  • TX RA
    APPROVED
    Since 2010-03-30

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 03/2010 Present
Charles Schwab Bank Austin TX 10/2010 Present
Previous Registrations
  • 2009-03-02 → 2009-10-22
    Austin, TX
    Georgetown, TX
  • 2009-01-05 → 2009-03-19
    Stanford Group Company
    Austin, TX
  • 2007-09-18 → 2009-01-15
    Chase Investment Services Corp.
    Taylor, TX
    Temple, TX
  • 2007-02-09 → 2007-09-13
    Georgetown, TX
    St Louis, MO
Other Businesses

1) self | Investment Related:No|141 Lady Bird Ln|Georgetown|TX|78628|USA|Real Estate (Non-Agent/Broker)|Photographer|8/31/2021|Less than 20|0|I'll be using a drone for aerial photography of real estate for sale

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 2005-09-30
  • S66 Uniform Combined State Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    2005-09-30

View on SEC IAPD

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