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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-18 |
| ME | RA | APPROVED | 2007-07-27 |
Branch Locations
Eastmill Federal Credit Union 60 Main Street, East Millinocket, ME 04430 • United States
198 Somerset Ave., Pittsfield, ME 04967 • United States
43 Constitution Drive, Bedford, NH 03110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2004-07-27 |
Branch Locations
Pittsfield, ME • United States
43 Constitution Drive, Bedford, NH 03110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Pittsfield | ME | 11/2003 | Present |
| Lpl Financial | Pittsfield | ME | 07/2007 | Present |
1. 7/27/2007 - NON-VARIABLE INSURANCE - SELLING LIFE, HEALTH, LTC, DISABILITY, AND GROUP. - TIME SPENT 10% - PITTSFIELD, ME. 2. 7/27/2007 - REAL ESTATE RENTAL - PROPERTIES OWNED AND RENTED FOR FAIR MARKET VALUE. - TIME SPENT 1%. 3. 7/27/2007 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - NORTHEAST PLANNING ASSOCIATES, INC. - PITTSFIELD, ME. 4. 11/15/2007 - REGISTERED INVESTMENT ADVISOR - NORTHEAST PLANNING ASSOCIATES, INC. - RIA PROVIDES FINANCIAL PLANNING FOR A FIXED AND/OR HOURLY FEE. - TIME SPENT 5% - PITTSFIELD, ME.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-10 |
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