Raymond Edward Lancaster

Employer firm

Ally Invest Advisors CRD 170301

$1.73B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 07/2018
  Tiaa-Cref Individual & Institutional Services, Llc
  Lewisville, TX
• 09/2018 → 08/2021
  Nylife Securities, Llc
  Dallas, TX
• 08/2018 → 08/2021
  New York Life Insurance Company
  Dallas, TX
• 05/2019 → 09/2020
  Trinity Financial Services, Llc
  Greenville, TX
• 09/2019 → 08/2021
  Eagle Strategies Llc
  Greenville, TX
• 09/2020 → 08/2021
  Trinity Financial & Insurance Services, Llc
  Caddo Mills, TX
• 08/2021 → Present
  Ally Invest Advisors
  Charlotte, NC
• 12/2022 → Present
  Ally Invest Securities Llc
  Charlotte, NC

Previous Registrations

• 2019-09-03 → 2021-09-03
  Eagle Strategies Llc
  Greenville, TX
  Caddo Mills, TX
• 2012-05-01 → 2018-07-17
  Tiaa-Cref Individual & Institutional Services, Llc
  Frisco, TX
  Frisco, TX
• 2007-02-14 → 2007-10-31
  Edward Jones
  Princeton, TX
  Greenville, TX
  St Louis, MO

Other Businesses

Rental Properties. The address is 10408 Oak Creek Dr Greenville TX 75402; Start Date 11/2017; Role/Title: Owner; Investment Related; 1 hour per month; 0 hours per month during securities trading hours. Duties include verifying rental payments and handling repairs. Ally Invest Securities LLC Start Date 12/9/2022; Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally invest customers who may hold self-directed or advisory accounts. 0-20 hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2012-04-30
• S63 Uniform Securities Agent State Law Examination
  2005-09-30

Other Names

• Raymond Edward Lancaster
• Raymond E Lancaster