Louis Peter Patierno

Employer firm

Peak Planning Group, LLC CRD 289891

$710M regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2001 → 10/2017
  Raymond James Financial Services, Inc
  Englewood, CO
• 08/1990 → Present
  Independent Insurance Sales Agent
  Greenwood Village, CO
• 01/2009 → 10/2017
  Raymond James Financial
  Englewood, CO
• 11/2011 → Present
  Attorneyterm.COm
  Greenwood Village, CO
• 12/2005 → Present
  Peak Planning Group Llc
  Englewood, CO
• 02/2014 → Present
  Ppg Homes, Llc
  Englewood, CO
• 10/2017 → Present
  Peak Planning Group, Llc
  Denver, CO
• 10/2017 → 06/2018
  Niagara International Capital Limited
  San Diego, CA
• 06/2018 → 10/2023
  Kingswood Capital Partners, Llc
  San Diego, CA

Previous Registrations

• 2009-01-02 → 2017-10-05
  Raymond James Financial Services Advisors, Inc
  Greenwood Village, CA
  Greenwood Village, CO
  Greenwood Village, CO
• 2001-11-16 → 2009-01-02
  Raymond James Financial Services, Inc.
  Greenwood Village, CO
  Centennial, CO

Other Businesses

1. ATTORNEYTERM.COM - GREENWOOD VILLAGE, CO. INSURANCE AGENT/SALES. STARTED 11/10/2011 TO PRESENT. 20 HOURS WEEKLY, 10 DURING TRADING HOURS. 2. PEAK PLANNING GROUP LLC - ENGLEWOOD, CO. 12/2005 TO PRESENT - NON-VARIABLE INSURANCE - AGENT - 10 HOURS PER MONTH - 5 HOURS DURING TRADING HOURS - INVESTMENT RELATED. 3. PPG HOMES, LLC; INVESTMENT RELATED; ENGLEWOOD, CO; 2/14/2014- PRESENT; SINGLE MEMBER LLC, SOLE OWNER AND INVESTOR, RENTAL REAL ESTATE; 10 HRS/MONTH, 5 HRS DURING TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-06-26

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Pj Patierno