Robert Joseph Rall

Current Employers

Rall Capital Management, Inc.

573 Barnes Blvd Suite 103, Rockledge, FL 32955 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED_RES	2018-03-16

FL RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED_RES

Since 2018-03-16

Branch Locations

Merritt Island, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rall Capital Management, Inc	Melbourne	FL	09/2004	Present

09/2004 → Present

Rall Capital Management, Inc

Melbourne, FL

Previous Registrations

2001-01-12 → 2004-10-05

Firstwave Financial

Melbourne, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-19
S63	Uniform Securities Agent State Law Examination	1994-04-20

S65 Uniform Investment Adviser Law Examination

1999-05-19
S63 Uniform Securities Agent State Law Examination

1994-04-20

Designations

Other Names

Robert J Rall

View on SEC IAPD