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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| OH | RA | APPROVED | 2009-06-01 |
Branch Locations
31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Chagrin Falls | OH | 05/2005 | Present |
| Morgan Stanley Smith Barney | Pepper Pike | OH | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. THE BICKNELL FOUNDATION; .1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 1111 SUPERIOR AVENUE, CLEVELAND, OH; BOARD MEMBER; PHILANTHROPIC GIFTING; REVIEW REQUESTS AND HELPING OVERSEE AND EVALUATE THE INVESTMENT POLICY AND MANAGEMENT OF THE FUND ASSETS; 03/2013 2. RBMV LLC.; Investment related Yes; LLC; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2018; During business hours: 0; After business hours: 1; Partner.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-06 |
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