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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-17 |
Branch Locations
10001 Reunion Pl Ste 422, San Antonio, TX 78216-4127 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-19 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bryan Finley & Associates | Baker | TX | 12/2005 | 12/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2016 | 06/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2016 | 06/2019 |
| Lpl Financial, Llc | Kerrville | TX | 06/2019 | 08/2026 |
| Ameriprise Financial Services Llc | San Antonio | TX | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-06-19 |
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