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2520 Genesee Street, Utica, NY 13502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-03 |
| NY | RA | APPROVED | 2021-04-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leigh Baldwin & Co., Llc | Cazenovia | NY | 08/1997 | Present |
| One Hopper Asset Management | Utica | NY | 12/2013 | Present |
2001: CAMPAIGN TREASURER FOR VARIOUS POLITICAL CAMPAIGNS; NON INVESTMENT RELATED; NO COMPENSATION; 0 HRS/MARKET HRS ON ACTIVITY 1/2003: FIXED INSURANCE/TER/UL/FIXED ANNUITIES 1 HR/MONTH 11/2007: REAL ESTATE - 1 HOPPER ST, LLC -93% OWNER - 5 HRS/WEEK. 2016: Jakes Amazing Carwash; Managing member for car wash (son owned); 1% owner; 6hr/week during non trading hours; non investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-25 |
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