Best Investors Account Sign in

Vincent Joseph Comella

Ubs Financial Services Inc.

Davie, FL

Ft. Lauderdale, FL

CRD 2142173

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-02-27
  • FL RA
    APPROVED
    Since 2013-02-27

Branch Locations

Davie, FL • United States

401 East Las Olas Blvd Suite 2300 - Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boca Raton FL 02/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-11
S63 Uniform Securities Agent State Law Examination 1991-06-13
  • S65 Uniform Investment Adviser Law Examination
    1995-12-11
  • S63 Uniform Securities Agent State Law Examination
    1991-06-13
Other Names
  • Vince Comella

View on SEC IAPD

More in Davie, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor