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Richard Leslie Terrill

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-24
  • TX RA
    APPROVED
    Since 2023-08-24

Branch Locations

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Dallas TX 05/2004 08/2023
Ubs Financial Services Inc. Dallas TX 08/2023 Present
Previous Registrations
  • 2004-05-28 → 2023-09-05
    Lpl Financial Llc
    Dallas, TX
  • 2002-08-22 → 2004-06-21
    A. G. Edwards & Sons, Inc.
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-16
  • S63 Uniform Securities Agent State Law Examination
    1991-07-16
Designations
Other Names
  • Les Terrill

View on SEC IAPD

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