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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-04-15 |
| TX | RA | APPROVED_RES | 2020-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Landmark Bank (Aquired By Simmons Bank) | Columbia | MO | 08/1988 | 04/2020 |
| Raymond James Financial Services | Columbia | MO | 10/2015 | 04/2020 |
| Raymond James Financial Services Advisors Inc. | Columbia | MO | 10/2015 | 04/2020 |
| Landmark Investments | Columbia | MO | 10/2015 | 04/2020 |
| Lpl Financial Llc | Columbia | MO | 04/2020 | Present |
| Simmons Bank | Columbia | MO | 04/2020 | Present |
1)4/15/20- Simmons Investment Services-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100% 2)4/15/20-Shupe Family Farms- agriculture, family farm -Non-Inv. Related- start date 3/2012- 0%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-23 |
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