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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-25
GA RA APPROVED 2007-11-21
  • TX RA
    APPROVED
    Since 2018-04-25
  • GA RA
    APPROVED
    Since 2007-11-21

Branch Locations

1980 Chatham Parkway #601, Savannah, GA 31405 • United States

Savannah, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Savannah GA 11/2007 Present
Previous Registrations
Other Businesses

1. 9/19/2007- PATRICK J. BROOKS AGENCY- INV REL- NON-VARIABLE INSURANCE- 5% OF TIME SPENT- SAVANNAH, GA 2. 11/05/2007- Brooks Wealth Management- INV REL- AT REPORTED LOC(S)- DBA for LPL Business (entity for LPL business) 3. 11/24/2008- Independent Invest Services LLC- INV REL- AT REPORTED LOC(S)- DBA for LPL Business (entity for LPL business) 4. 12/04/2008- Patrick Brooks Agency- NON-VARIABLE INSURANCE- INV REL- 2% OF TIME SPENT 5. 5/03/2012- FREELANCE WRITER FOR THE SKINNIE MAGAZINE- NOT-INV REL- Magazine Writer - 2% OF TIME SPENT 6. 3/21/2013- Endowment Consulting Services, LLC- INV REL- AT REPORTED LOC(S)- DBA for LPL Business (entity for LPL business) 7. 07/27/2016- No Business Name- Author - Invest Rel -Home Based- Started 10/22/2015- 5 Hrs Per Month/0 Hrs During Sec Trading 8. 9/7/2017- TWATL- Not Invest Rel- Savannah, Georgia- Other-non-financial writing for local magazine - 1 Hr Per Month/0 Hrs During Sec Trading 9. 10/25/2017- Uncommon Sense Social, LLC- Not Inv Rel- Services performed at schools - Other-Business Owner- Co-Owner- Start Date 10/16/2017- 10 Hrs Per Month/5 During Sec Trading. 10. 3/5/2019- No Business Name- Not Inv Rel- Home Based- Other-Author - Started 01/01/2019 - 2 Hours Per Month/0 Hours During Sec Trading 11. 4/1/2019- No Business Name- Not Inv Rel- Home Based- Other--non-fiction, non-financial writing- 1 Hour Per Month/0 Hours During Sec Trading 12. 3/31/2020- No Business Name - Not Inv Rel - Home Based - Other-Author - Start Date: 04/01/2020 - 4 Hours Per Month/0 Hours During Sec Trading - Author and content creator. Working title: "Fitting in and Thriving behind the Gates; Getting the most out of your new community". 13. 4/2/2020- No Business Name - Not Inv Rel - Home Based - Other-Author - Start Date: 04/02/2020 - 3 Hours Per Month/0 Hours During Sec Trading - Writing a book with working title: Finding your career in a post Corona Virus Economy. 14. 6/16/2020- No Business Name - Inv Rel - 7805 Waters Avenue Suite 2B, Savannah, GA 31406 - Real Estate Rental - Start Date: 07/01/2020 - 1 Hour Per Month/0 Hours During Sec Trading - Purchased an office space. 15. 7/16/2021- No Business Name - Not Inv Rel - Home Based - Other-Author - Start Date: 6/6/2021 - 10 Hours Per Month/0 Hours During Sec Trading - Co-authoring a book on pickleball strategy to be published on Amazon with Ben Johns, professional pickleball player. 16. 12/06/2021 - Other - notary services - Not Investment Related - At Reported Business Location(s) - Start Date 11/26/2021 - 1 Hour Per Month/ During Trading 17. 01/04/2022- OpenSea - Not Inv Rel - Location: Online - Outside/W-2 Employment - Start Date: 08/16/2021 - 5 Hours Per Month/0 Hours During Sec Trading - OpenSea NFT Artwork Sales. 18. 09/23/2022- No Business Name - Not Inv Rel - Real Estate Rental - Start Date - 09/01/2022 - 1 Hr Per Mon/0 Hrs During Sec Trading 19. 11/07/2024 - Wassaw Days, LLC - Investment Related - Savannah, GA - Real Estate Rental - Owner - Start Date 09/01/2023- 1 HR Per Month/ 0 HRS During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-06
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S66 Uniform Combined State Law Examination
    2006-06-06
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24
Designations
Other Names
  • Pat Brooks

View on SEC IAPD

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