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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-05-19 |
Branch Locations
1515 S Federal Hwy Ste 208, Boca Raton, FL 33432 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Raleigh | NC | 07/2007 | 02/2019 |
| Hancock Whitney | New Orleans | LA | 03/2019 | 01/2022 |
| Raymond James | Richmond | VA | 02/2022 | 04/2023 |
| Northwestern Mutual Investment Services Llc | Fort Myers | FL | 04/2023 | Present |
| Joseph Small | Fort Myers | FL | 04/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2023 | Present |
100% OWNER, 5891 SHADY GROVE CIRCLE, 5891 SHADY GROVE CIRCLE, RALEIGH, , NORTH CAROLINA, 27609, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 2/21/2008, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAKE FINAL DECISIONS AROUND REPAIRS, NEW TENANTS, ETC. A MANAGEMENT COMPANY HANDLES ALL DAY-TO-DAY NEEDS FOR ME.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-16 |
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