Gene Alan Fritzsche

Current Employers

Employment History

• 11/2005 → 06/2025
  Capital Securities Of America Inc
  Hartville, OH
• 03/2007 → 06/2025
  B. Riley Wealth Management
  Mayfield Heights, OH
• 07/2022 → 06/2025
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 06/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2025 → Present
  Cetera Wealth Services Llc
  El Segundo, CA
• 12/1998 → Present
  Safe Pet Containment Systems
  Novelty, OH
• 01/1998 → Present
  Petstop Of The Chagrin Valley
  Novelty, OH
• 08/2025 → Present
  Horizon Monetary Management
  Novelty, OH

Previous Registrations

• 2022-07-28 → 2025-07-10
  B. Riley Wealth Advisors, Inc.
  Mayfield Heights, OH
  Novelty, OH
• 2007-03-01 → 2022-12-31
  B. Riley Wealth Management
  Mayfield Heights, OH
  Novelty, OH
• 2005-12-05 → 2007-03-01
  Capital Securities Of America, Inc.
  Mayfield Heights, OH
• 1999-11-10 → 2005-12-09
  Advest, Inc.
  Beachwood, OH

Other Businesses

1. NAME OF OTHER BUSINESS: SAFE PET CONTAINMENT SYSTEMS; INVESTMENT RELATED: NO; ADDRESS: NOVELTY, OH 44072; NATURE OF BUSINESS: UNDERGROUND FENCES FOR DOGS AND CATS; START DATE: 12/1998; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: OVERSEE AFTER HOURS ACTIVITIES; 2. NAME OF OTHER BUSINESS: PETSTOP OF THE CHAGRIN VALLEY; INVESTMENT RELATED: NO; ADDRESS: NOVELTY, OH 44072; NATURE OF BUSINESS: MAINTAIN AND INSTALL UNDERGROUND FENCING; START DATE: 01/1998; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: OVERSEE BUSINESS; 3. NAME OF OTHER BUSINESS: HORIZON MONETARY MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 9, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-03-18
• S63 Uniform Securities Agent State Law Examination
  1993-11-17