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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-10
PA RA APPROVED 2025-12-10
  • NY RA
    APPROVED
    Since 2025-12-10
  • PA RA
    APPROVED
    Since 2025-12-10

Branch Locations

42 Memorial Plaza, Suite 2-111, Pleasantville, NY 10570 • United States

Pocono Pines, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nfp Securities Inc Elmsford NY 04/2009 06/2019
Commonwealth Financial Network Waltham MA 06/2019 12/2025
Drysdale Wealth Management Hawthorne NY 06/2019 Present
Kestra Advisory Services, Llc New York NY 03/2016 06/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 12/2025 Present
  • 04/2009 → 06/2019
    Nfp Securities Inc
    Elmsford, NY
  • 06/2019 → 12/2025
    Waltham, MA
  • 06/2019 → Present
    Drysdale Wealth Management
    Hawthorne, NY
  • 03/2016 → 06/2019
    Kestra Advisory Services, Llc
    New York, NY
  • 12/2025 → Present
    Fairfield, IA
  • 12/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
Other Businesses

1. DRYSDALE WEALTH MANAGEMENT, 42 Memorial Plaza, Suite 2-111, Pleasantville NY 10570, United States, 04/01/2009, Founder, DBA Name, INV REL, 160 HR/MO - 150 HR/MO TRADING 2. RODNEY DRYSDALE, PO Box 2572, Fort Wayne IN 46801, United States, 04/01/2009, Agent, Insurance/Benefits/Human Resources, NIR, 6 HR/MO - 6 HR/MO TRADING 3. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 12/10/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-06
S63 Uniform Securities Agent State Law Examination 2000-12-15
  • S65 Uniform Investment Adviser Law Examination
    2004-04-06
  • S63 Uniform Securities Agent State Law Examination
    2000-12-15

View on SEC IAPD

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