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Current Employers
Lone Peak Advisers

11650 South State Street Suite 200, Draper, UT 84020-7150 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-07-28
  • UT RA
    APPROVED
    Since 2026-07-28

Branch Locations

11650 South State Street Suite 200, Draper, UT 84020-7150 • United States

6715 S. 1300 East , Salt Lake City , UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gomez Corp Financial Services & Insurance Slc UT 08/1995 Present
Hornor, Townsend & Kent, Inc. Salt Lake City UT 04/2002 02/2019
Penn Mutual Salt Lake City UT 04/2002 Present
Dfpg Investments, Inc Sandy UT 03/2019 Present
  • 08/1995 → Present
    Gomez Corp Financial Services & Insurance
    Slc, UT
  • 04/2002 → 02/2019
    Hornor, Townsend & Kent, Inc.
    Salt Lake City, UT
  • 04/2002 → Present
    Penn Mutual
    Salt Lake City, UT
  • 03/2019 → Present
    Dfpg Investments, Inc
    Sandy, UT
Previous Registrations
  • 2024-01-12 → 2026-07-22
    Salt Lake City, UT
    South Jordan, UT
    Sandy, UT
  • 2019-03-04 → 2024-02-09
    Dfpg Investments, Llc
    South Jordan, UT
    Sandy, UT
    Millcreek, UT
    Midvale, UT
    Midvale, UT
    Salt Lake City, UT
    Sandy, UT
  • 2002-06-03 → 2019-02-05
    Holladay, UT
    Salt Lake City, UT
Other Businesses

1. Gomez Corp. Financial Services & Insurance; Investment Related; Sandy, UT; DBA; President; 3/2000; 90% during business hours; DBA for securities and insurance services. Working with small business owners, professionals and executives to identify financial needs and goals, then offering advice and implementing solutions to help meet their needs and goals. 2. Fixed Insurance; Advisor; Is the business investment related: No; Sandy, Ut 84020 USA; Fixed insurance and Health Insurance; Help implement fixed or health insurance plans; 2001-01-01;Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 5;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-12
S63 Uniform Securities Agent State Law Examination 1991-05-16
  • S65 Uniform Investment Adviser Law Examination
    1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1991-05-16

View on SEC IAPD

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