Best Investors
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Best Investors
Account
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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-29 |
Branch Locations
201 N Center St, Lake City, IA 51449 • United States
501 2Nd St, Ida Grove, IA 51445 • United States
435 1St Street S., Charter Oak, IA 51439 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Bank Of Iowa | Carrolli | IA | 05/2002 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE AND ANNUITIES; 2. NAME OF OTHER BUSINESS: UNITED BANK OF IOWA, INVESTMENT RELATED: YES, NATURE OF BUSINESS: BANKING, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES TO BANK CLIENTS; 3.NAME OF OTHER BUSINESS:UNITED BANK OF IOWA-DBA UNITED INSURANCE & INVESTMENTS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BANKING POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE START DATE: 01/26/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INSURANCE & INVESTMENTS REPRESENTATIVE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-04-25 |
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