Susan Ruth Youngsman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2006-07-31

WA RA
APPROVED

Since 2006-07-31

Branch Locations

Lynnwood, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger	Edmonds	WA	07/2006	Present

07/2006 → Present

Linsco Private Ledger

Edmonds, WA

Previous Registrations

1998-12-22 → 2006-08-01

Banc Of America Investment Services, Inc.

Seattle, WA

Seattle, WA

Other Businesses

1. 07/17/2006 - DBA for LPL Business (entity for LPL business) - SUSAN YOUNGSMAN & COMPANY - Investment Related - At Reported Business Location(s) - PRESIDENT AS OF 7/31/06 - 40 HRS PER WEEK 2. 10/03/2023 - Real Estate Rental - Not Investment Related - Whistler BC Canada - Vacation Property - Start Date 11/01/2023 - 10 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-12-29
S63	Uniform Securities Agent State Law Examination	1991-05-24

S65 Uniform Investment Adviser Law Examination

1997-12-29
S63 Uniform Securities Agent State Law Examination

1991-05-24

Other Names

Susie Youngsman

View on SEC IAPD