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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-07-19 |
| IL | RA | APPROVED | 2022-07-01 |
| TX | RA | APPROVED | 2022-06-30 |
Branch Locations
120 N Main St Ste 250, West Bend, WI 53095 • United States
19060 Everett Blvd Ste 203 [Satellite], Mokena, IL 60448 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Orland Park | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Orland Park | IL | 11/2016 | 06/2022 |
| Wells Fargo Advisors Financial Network, Llc | Mokena | IL | 06/2022 | Present |
DA GOOD TIMES, NOT INV RELATED, OAK LAWN, IL, BASS PLAYER, START 7/7/2022, 6 HRS PER MONTH, 0 HRS DURING TRADING, HOBBY, TIPS IF ANY. AST PARTNERS LLC, INV RELATED, OAK LAWN, IL, 100% OWNERSHIP, START 6/22/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. VANSOLTEN LLC, INV RELATED, MOKENA, IL, 33.33% OWNERSHIP, START 3/30/2023, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. THE IRA GROUP LLC; INV RELATED; WEST BEND, WI; 25% OWNERSHIP; START: 11/4/2023; 2 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-20 |
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