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Danny Conti Mica

Mml Investors Services, LLC

Buffalo Grove, IL

CRD 2140698

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-03-25
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

2150 E Lake Cook Road Suite 555, Buffalo Grove, IL 60089 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Chicago IL 03/1991 03/2017
Massachusetts Mutual Life Insurance Company Buffalo Grove IL 07/2016 Present
Mml Investors Services, Llc Buffalo Grove IL 03/2017 Present
  • 03/1991 → 03/2017
    Metlife Securities Inc.
    Chicago, IL
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Buffalo Grove, IL
  • 03/2017 → Present
    Buffalo Grove, IL
Previous Registrations
  • 1998-03-03 → 2017-03-25
    Msi Financial Services, Inc.
    Itasca, IL
    Buffalo Grove, IL
Other Businesses

NAME: Comprehensive Financial Concepts, LLC. INV REL: Y ADD: 2150 E LAKE COOK ROAD SUITE 555, BUFFALO GROVE, IL 60089 NATURE: NonMMLIA Insurance Brokerage/P&C POSITION: Sales START DATE: 08/01/2016 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 2)NAME: Danny Conti Mica INV REL: Y ADD: 2150 E LAKE COOK ROAD SUITE 555, BUFFALO GROVE, IL 60089 NATURE: NonMMLIA Insurance Brokerage/ Trails from MetLife Fixed products POSITION: Agent START DATE: 07/01/2016 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-21
S63 Uniform Securities Agent State Law Examination 1991-11-27
  • S65 Uniform Investment Adviser Law Examination
    1998-08-21
  • S63 Uniform Securities Agent State Law Examination
    1991-11-27
Other Names
  • Danny Contimica

View on SEC IAPD

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