Douglas Clifford Armstrong

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-28
TX	RA	APPROVED_RES	1998-06-17
CT	RA	APPROVED	1993-02-26

FL RA
APPROVED

Since 2026-01-28
TX RA
APPROVED_RES

Since 1998-06-17
CT RA
APPROVED

Since 1993-02-26

Branch Locations

Sarasota, FL • United States

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hartford	CT	03/1991	Present
Bank Of America,Na	Hartford	CT	09/2009	Present

03/1991 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT
09/2009 → Present

Bank Of America,Na

Hartford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-12
S63	Uniform Securities Agent State Law Examination	1991-05-13

S65 Uniform Investment Adviser Law Examination

1994-10-12
S63 Uniform Securities Agent State Law Examination

1991-05-13

View on SEC IAPD

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