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Anthony James Lauzon

Stifel, Nicolaus & Company, Incorporated

Flint, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-01-17
TX RA APPROVED 2018-01-17
  • MI RA
    APPROVED
    Since 2018-01-17
  • TX RA
    APPROVED
    Since 2018-01-17

Branch Locations

5400 Gateway Center Suite A, Flint, MI 48507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Flint MI 10/2009 01/2018
Ameriprise Financial Services, Inc. Grand Blanc MI 10/2009 01/2018
Stifel Nicolaus & Co Inc Flint MI 01/2018 Present
  • 10/2009 → 01/2018
    Ameriprise Financial Services, Inc.
    Flint, MI
  • 10/2009 → 01/2018
    Ameriprise Financial Services, Inc.
    Grand Blanc, MI
  • 01/2018 → Present
    Stifel Nicolaus & Co Inc
    Flint, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-19
S66 Uniform Combined State Law Examination 2000-07-10
S63 Uniform Securities Agent State Law Examination 1991-06-18
  • S65 Uniform Investment Adviser Law Examination
    2007-09-19
  • S66 Uniform Combined State Law Examination
    2000-07-10
  • S63 Uniform Securities Agent State Law Examination
    1991-06-18
Other Names
  • Jay Lauzon

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · FLINT, MI
PLANTE MORAN FINANCIAL ADVISORS · Flint, MI
LPL FINANCIAL LLC · FLINT, MI
CETERA INVESTMENT ADVISERS LLC · FLINT, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FLINT, MI
SPC · Flint, MI
EAGLE STRATEGIES LLC · FLINT, MI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Flint, MI

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