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Kevin David Cunningham

Morgan Stanley

St. Paul, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
MN RA APPROVED 2013-11-18
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

380 Saint Peter Street Suite 1000, St. Paul, MN 55102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. St. Paul MN 11/2008 Present
Morgan Stanley Smith Barney St.PAul MN 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/2008 → Present
    St. Paul, MN
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    St.PAul, MN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-13
S63 Uniform Securities Agent State Law Examination 1996-12-18
  • S65 Uniform Investment Adviser Law Examination
    2001-07-13
  • S63 Uniform Securities Agent State Law Examination
    1996-12-18
Designations
Other Names
  • Kevin Dario Cunningham

View on SEC IAPD

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