Steven Bruce Sturner

Employer firm

Tempus Wealth Planning, LLC CRD 285349

$699M regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 11/2016
  Ameriprise Financial Services, Inc.
  Irvine, CA
• 11/2016 → Present
  Tempus Wealth Planning
  Irvine, CA
• 11/2016 → 03/2017
  Mutual Securities, Inc
  Camarillo, CA

Previous Registrations

• 2009-10-05 → 2016-11-09
  Ameriprise Financial Services, Llc
  Los Angeles, CA
  Irvine, CA
  Glendale, CA
  Newport Beach, CA
• 2003-06-27 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Irvine, CA
  Irvine, CA
• 2002-10-17 → 2003-07-09
  Choreo, Llc
  Corona Del Mar, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-10-10
• S63 Uniform Securities Agent State Law Examination
  1991-05-29