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Steven Bruce Sturner

Tempus Wealth Planning, LLC

Irvine, CA

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Current Employers
Tempus Wealth Planning, Llc

100 Spectrum Center Drive Suite 1070, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

100 Spectrum Center Drive Suite 1070, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Irvine CA 10/2009 11/2016
Tempus Wealth Planning Irvine CA 11/2016 Present
Mutual Securities, Inc Camarillo CA 11/2016 03/2017
  • 10/2009 → 11/2016
    Ameriprise Financial Services, Inc.
    Irvine, CA
  • 11/2016 → Present
    Tempus Wealth Planning
    Irvine, CA
  • 11/2016 → 03/2017
    Mutual Securities, Inc
    Camarillo, CA
Previous Registrations
  • 2009-10-05 → 2016-11-09
    Ameriprise Financial Services, Llc
    Los Angeles, CA
    Irvine, CA
    Glendale, CA
    Newport Beach, CA
  • 2003-06-27 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Irvine, CA
    Irvine, CA
  • 2002-10-17 → 2003-07-09
    Choreo, Llc
    Corona Del Mar, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-10
S63 Uniform Securities Agent State Law Examination 1991-05-29
  • S65 Uniform Investment Adviser Law Examination
    2000-10-10
  • S63 Uniform Securities Agent State Law Examination
    1991-05-29

View on SEC IAPD

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