Christopher Lappas

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 09/2018
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 07/2015 → 09/2018
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 09/2018 → 08/2026
  Oppenheimer & Co. Inc
  Stamford, CT
• 08/2026 → Present
  Ameriprise Financial Services, Llc
  Palm Beach Gardens, FL

Previous Registrations

• 2018-10-02 → 2026-08-07
  Oppenheimer & Co. Inc.
  Stamford, CT
• 2015-07-07 → 2018-09-28
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
  New York, NY
  Hackensack, NJ
• 2013-10-24 → 2015-07-07
  Intl Advisory Consultants Inc.
  Stamford, CT
• 2010-06-04 → 2012-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fairfield, CT
  White Plains, NY
  White Plains, NY
  Southampton, NY
  Forest Hills, NY
  Greenwich, CT
  Hartford, CT
  Garden City, NY
  New York, NY
  New Canaan, CT
  Greenwich, CT
  Garden City, NY
  Boston, MA
  Garden City, NY
  Fairfield, CT
  Garden City, NY
  White Plains, NY
  Melville, NY
  Stamford, CT
  Smithtown, NY
  Melville, NY
  Great Neck, NY
  Great Neck, NY
  Hartford, CT
  New Haven, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-11
• S63 Uniform Securities Agent State Law Examination
  1991-07-19

Other Names

• Christopher L Lappas
• Christopher Louis Lappas