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Christopher Lappas

Ameriprise Financial Services, LLC

Palm Beach Gardens, FL

Palm Beach Gardens, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-07
  • FL RA
    APPROVED
    Since 2026-08-07

Branch Locations

Palm Beach Gardens, FL • United States

3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 07/2015 09/2018
Stifel, Nicolaus & Company, Incorporated St. Louis MO 07/2015 09/2018
Oppenheimer & Co. Inc Stamford CT 09/2018 08/2026
Ameriprise Financial Services, Llc Palm Beach Gardens FL 08/2026 Present
Previous Registrations
  • 2018-10-02 → 2026-08-07
    Oppenheimer & Co. Inc.
    Stamford, CT
  • 2015-07-07 → 2018-09-28
    Stifel, Nicolaus & Company, Incorporated
    St. Louis, MO
    New York, NY
    Hackensack, NJ
  • 2013-10-24 → 2015-07-07
    Intl Advisory Consultants Inc.
    Stamford, CT
  • 2010-06-04 → 2012-01-03
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fairfield, CT
    White Plains, NY
    White Plains, NY
    Southampton, NY
    Forest Hills, NY
    Greenwich, CT
    Hartford, CT
    Garden City, NY
    New York, NY
    New Canaan, CT
    Greenwich, CT
    Garden City, NY
    Boston, MA
    Garden City, NY
    Fairfield, CT
    Garden City, NY
    White Plains, NY
    Melville, NY
    Stamford, CT
    Smithtown, NY
    Melville, NY
    Great Neck, NY
    Great Neck, NY
    Hartford, CT
    New Haven, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-11
S63 Uniform Securities Agent State Law Examination 1991-07-19
  • S65 Uniform Investment Adviser Law Examination
    1995-04-11
  • S63 Uniform Securities Agent State Law Examination
    1991-07-19
Other Names
  • Christopher L Lappas
  • Christopher Louis Lappas

View on SEC IAPD

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