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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-03-14 |
| TX | RA | APPROVED_RES | 2022-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chapel Hill | NC | 10/2015 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Chapel Hill | NC | 10/2015 | 02/2019 |
| Cuna Mutual Group | Waverly | IA | 06/2019 | 12/2022 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 06/2019 | 12/2022 |
| Unemployed | Mebane | NC | 02/2019 | 06/2019 |
| Lpl Financial Llc | Fayetteville | NC | 05/2022 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenville | SC | 12/2022 | Present |
| Bank Of America, N.A. | Greenville | SC | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-22 |
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