Keith Steven Garland

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-08
DE	RA	APPROVED	2011-10-17

TX RA
APPROVED_RES

Since 2024-04-08
DE RA
APPROVED

Since 2011-10-17

Branch Locations

310 Dove Run Center Blvd, Middletown, DE 19709 • United States

8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Baltimore	MD	09/2009	11/2016
Wells Fargo Clearing Services, Llc	Baltimore	MD	11/2016	Present

09/2009 → 11/2016

Wells Fargo Advisors Llc

Baltimore, MD
11/2016 → Present

Wells Fargo Clearing Services, Llc

Baltimore, MD

Previous Registrations

2008-07-28 → 2009-09-14

Truist Investment Services, Inc.

Chestertown, MD

Easton, MD

Cambridge, MD

Salisbury, MD

Ocean City, MD

Chester, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-24
S63	Uniform Securities Agent State Law Examination	1992-06-09

S66 Uniform Combined State Law Examination

2008-07-24
S63 Uniform Securities Agent State Law Examination

1992-06-09

Other Names

K. Steven Garland
Steve Garland
Steve Garland

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

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