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Alexander Christian Boswell

Ubs Financial Services Inc.

Ketchum, ID

San Diego, CA

CRD 2139522

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2025-01-31
CA RA APPROVED 2012-04-17
TX RA APPROVED 2012-04-17
  • ID RA
    APPROVED
    Since 2025-01-31
  • CA RA
    APPROVED
    Since 2012-04-17
  • TX RA
    APPROVED
    Since 2012-04-17

Branch Locations

206 East Avenue North, Ketchum, ID 83340 • United States

12220 El Camino Real Suite 400, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Diego CA 04/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-30
S63 Uniform Securities Agent State Law Examination 1991-05-01
  • S65 Uniform Investment Adviser Law Examination
    1997-12-30
  • S63 Uniform Securities Agent State Law Examination
    1991-05-01
Other Names
  • Alex Christian Tamdoo
  • Alexander Christian Tamdoo

View on SEC IAPD

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Nearby Investors

THOMAS E NELSON
AMANDA ZOE COLEMAN
SUZANNE WATSON JENNER

Nearby Offices

SKY-MOUNTAIN CAPITAL MANAGEMENT · KETCHUM, ID
NORTHBANK CAPITAL MANAGEMENT, LLC · KETCHUM, ID
RAYMOND JAMES & ASSOCIATES, INC. · Ketchum, ID

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