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Timothy Jon Wade

Stifel, Nicolaus & Company, Incorporated

Wichita Falls, TX

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-04-29
  • TX RA
    APPROVED
    Since 2010-04-29

Branch Locations

2525 Kell Boulevard Suite 310, Wichita Falls, TX 76308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Wichita Falls TX 04/2010 Present
  • 04/2010 → Present
    Stifel Nicolaus & Co Inc
    Wichita Falls, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-20
S63 Uniform Securities Agent State Law Examination 1991-05-06
  • S65 Uniform Investment Adviser Law Examination
    2010-04-20
  • S63 Uniform Securities Agent State Law Examination
    1991-05-06

View on SEC IAPD

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