James Anna

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2017-10-24

FL RA
APPROVED

Since 2017-10-24

Branch Locations

Odessa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	08/1995	01/2017
Lincoln Investment	Odessa	FL	01/2017	Present

08/1995 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Odessa, FL

Previous Registrations

2002-06-06 → 2019-10-04

Legend Advisory, Llc

St Petersburg, FL

Tampa, FL

Palm Beach Gardens, FL

Odessa, FL

Other Businesses

JAMES E ANNA POSITION: sales NATURE: Insurance fixed annuities long term care health INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/1993 ADDRESS: 15631 Eastborun dr, Odessa FL 33556, United States DESCRIPTION: sale of Life insurance , Fixed Annuities , Long term care, Health.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-06-28

S63 Uniform Securities Agent State Law Examination

1996-06-28

Designations

Certified Financial Planner

Other Names

James Edward Anna

View on SEC IAPD