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Todd Douglas Brauer

Neuberger Berman Bd LLC

Atlanta, GA

Canton, GA

New York, NY

CRD 2139180

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-29
GA RA APPROVED 2014-03-05
  • NY RA
    APPROVED
    Since 2021-03-29
  • GA RA
    APPROVED
    Since 2014-03-05

Branch Locations

3414 Peachtree Road N.E. Suite 225, Atlanta, GA 30326 • United States

Canton, GA • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc Canton GA 03/2014 Present
  • 03/2014 → Present
    Neuberger Berman Llc
    Canton, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-21
S63 Uniform Securities Agent State Law Examination 1991-07-01
  • S65 Uniform Investment Adviser Law Examination
    2005-01-21
  • S63 Uniform Securities Agent State Law Examination
    1991-07-01
Other Names
  • Todd Douglas Brauer
  • Todd Douglas Brauer

View on SEC IAPD

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