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Mark Stephen Lattanzi

Stifel, Nicolaus & Company, Incorporated

Tucson, AZ

CRD 2139060

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-03
  • TX RA
    APPROVED_RES
    Since 2022-05-03

Branch Locations

4380 N Campbell Avenue Suite 201, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Green Valley AZ 12/2008 11/2020
Stifel Nicolaus & Co, Inc. Tucson AZ 11/2020 Present
  • 12/2008 → 11/2020
    Stifel Nicolaus & Co Inc
    Green Valley, AZ
  • 11/2020 → Present
    Stifel Nicolaus & Co, Inc.
    Tucson, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-06-14
  • S63 Uniform Securities Agent State Law Examination
    1991-06-14

View on SEC IAPD

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