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2150 Post Road, Suite 201, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-09-06 |
Branch Locations
3190 Whitney Avenue Building 8, Hamden, CT 06518 • United States
2150 Post Road, Suite 201, Fairfield, CT 06824 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Wallingford | CT | 03/2005 | Present |
| Moneco Advisors, Llc | Wallingford | CT | 05/2019 | Present |
1. 05/23/2019 - MONECO Advisors, LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:05/17/2019 - 160 hrs/mo - 160 hrs during trading. 2. 10/8/2019 - Moneco Advisors, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:08/05/2019 - 40 hrs/mo - 32 hrs during trading - IAR - I provide investment advisory services through Moneco Advisors, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/7/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/13/2020 - 5 Hours Per Month During Securities Trading - Providing term and whole life insurance through general agency. 4. 11/04/2024 - Maple Leaf Insurance Services, LLC - Non-Variable Insurance - Referral Partner - Investment Related - At Reported Business Location(s) - Start Date 10/17/2024 - 3 Hours Per Month/ 1 Hour During Trading 5. 04/30/2025 - Northeast Brokerage Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/28/2025 - 5 Hours Per Month/ 1 Hour During Trading 6. 12/31/2025 - Moneco Insurance, LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/15/2025 - 3 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-31 |
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