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Kimberly Ann Tuzzolino

Raymond James & Associates, Inc.

St. Petersburg, FL

Hampshire, IL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-21
  • IL RA
    APPROVED
    Since 2019-06-21

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Hampshire, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Elgin IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Elgin IL 11/2016 06/2019
Raymond James & Associates, Inc. Streamwood IL 06/2019 Present
Previous Registrations
  • 2008-01-01 → 2019-06-21
    Wells Fargo Clearing Services, Llc
    Hanover Park, IL
    Elgin, IL
  • 2005-08-09 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Hanover Park, IL
    Hanover Park, IL
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-08
S63 Uniform Securities Agent State Law Examination 2000-08-30
  • S66 Uniform Combined State Law Examination
    2005-08-08
  • S63 Uniform Securities Agent State Law Examination
    2000-08-30
Other Names
  • Kimberly Ann Mallian
  • Kim Tuzzolino
  • Kim A Tuzzolino
  • Kimberly Ann Tuzzolino
  • Kimberly A Tuzzolino

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL
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