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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-10 |
| TX | RA | APPROVED_RES | 2024-01-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Itasca | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Itasca | IL | 11/2016 | 01/2024 |
| Wells Fargo Advisors Financial Network, Llc | Chicago | IL | 01/2024 | Present |
ILLINOIS HOCKEY OFFICIALS ASSOCIATION, NOT INV RELATED, ILLINOIS, START: 1/18/24, 8 HRS PER MONTH, 0 HRS DURING TRADING, YOUTH HOCKEY REFEREE; MARTIN & MARTIN INVESTMENT GROUP, LLC; INV. RELATED; BARTLETT,IL; 45% OWNERSHIP; START DATE 01/08/2024; NUMBER OF HOURS PER MONTH160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-08 |
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