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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-04
DC RA APPROVED 2017-06-14
IL RA APPROVED 2007-05-09
  • TX RA
    APPROVED_RES
    Since 2020-08-04
  • DC RA
    APPROVED
    Since 2017-06-14
  • IL RA
    APPROVED
    Since 2007-05-09

Branch Locations

1023 W Webster Ave, Chicago, IL 60614 • United States

190 S Lasalle St, Chicago, IL 60603 • United States

Park Ridge, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Chicago IL 05/2007 Present
Thrivent Financial For Lutherans Appleton WI 06/2007 Present
Previous Registrations
Other Businesses

WATTS & ASSOCIATES POSITION: marketing NATURE: The company is a public speaking, consulting company. I get paid a commission for finding public speaking jobs. I socialize with others to find speaking jobs. I plan to take 5 hours a month outside of Thrivent hours. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2016 ADDRESS: PO Box 0755, Clovis CA 93613, United States DESCRIPTION: creating marketing materials, prospecting for speaking jobs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-12-06
  • S66 Uniform Combined State Law Examination
    2001-12-06
Other Names
  • Kathlene Elizabeth Boris
  • Kathlene Elizabeth Boris
  • Kathlene Elizabeth Garber
  • Kathlene E Garber

View on SEC IAPD

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