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Christine M Cullen

Wells Fargo Clearing Services, LLC

Linwood, NJ

CRD 2138074

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-21
NJ RA APPROVED 2007-10-29
  • TX RA
    APPROVED_RES
    Since 2016-07-21
  • NJ RA
    APPROVED
    Since 2007-10-29

Branch Locations

1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Linwood NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Linwood NJ 11/2016 Present
Previous Registrations
Other Businesses

POWER OF ATTORNEY FOR FAMILY; INV RELATED;BRIDGEVILLE,DE; ASSIST WITH INVESTMENT DECISIONS; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 02/19/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-22
S63 Uniform Securities Agent State Law Examination 1997-03-27
  • S65 Uniform Investment Adviser Law Examination
    2000-01-22
  • S63 Uniform Securities Agent State Law Examination
    1997-03-27
Other Names
  • Christine M Andress
  • Christine Marie Andress
  • Christine Marie Bauer

View on SEC IAPD

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