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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Palm City | FL | 09/2011 | 12/2017 |
| H. Beck, Inc. | Bethesda | MD | 12/2017 | 03/2021 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Stuart | FL | 05/2025 | Present |
1. 05/2025-Johnny Cantu- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 09/20/2011- 10 Hours Per Month- 10 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-10 |
| S66 | Uniform Combined State Law Examination | 2008-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-26 |
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