Dawn Jean Kleis

Current Employers

Employment History

• 11/2015 → Present
  Raymond James Financial Services, Inc.
  Pella, IA
• 11/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Pella, IA
• 11/2015 → Present
  Marion County Bank
  Pella, IA
• 11/2015 → Present
  Kleis Consulting Group
  Pella, IA

Previous Registrations

• 2013-04-16 → 2015-11-09
  Investment Advisors Corp
  Pella, IA
• 2008-02-08 → 2013-04-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Des Moines, IA
  West Des Moines, IA
• 2006-04-06 → 2008-02-12
  U.S. Bancorp Investments, Inc.
  Pella, IA

Other Businesses

(1)Name of Business: Kleis Consulting Group Address: 1206 Big Rock Park Rd, Pella, IA, 50219, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 09/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would assist in presentation and prep of financial statements in addition to attending board meetings (2)Name of Business: Kleis Consulting Group Address: 1206 Big Rock Park Rd, Pella, IA, 50219, United States Activity Type: Other Position/Title: Other, Bookkeeper Investment Related: No Start Date: 11/10/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Administrative duties for business owned by my spouse Michael Kleis. (3)Name of Business: Main Street Advisory Group Address: 800 Main St, Pella, IA, 50219, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/10/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Client Associate

Exams

• S66 Uniform Combined State Law Examination
  2006-04-05

Other Names

• Dawn Jean Deboer