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Allworth Financial, L.p. CRD 111167
$33.6B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2006-08-08 |
| TX | RA | APPROVED | 2006-05-30 |
| CA | RA | APPROVED | 2001-02-13 |
Branch Locations
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allworth Financial, L.P. | Sacramento | CA | 06/1993 | Present |
| Aw Securities | Folsom | CA | 12/1999 | Present |
| Maidu Redevelopment, Llc | Sacramento | CA | 12/2000 | Present |
1. MAIDU REDEVELOPMENT, LLC; RADIO COMMUNICATIONS/REAL ESTATE INVESTMENTS/INSURANCE INVESTMENTS. PARTNER. 12/2000-PRESENT. 5% OF TIME. 2. MAIDU INVESTMENTS; RADIO COMMUNICATIONS/REAL ESTATE INVESTMENTS/INSURANCE INVESTMENTS. PARTNER. 12/2000-PRESENT. 5% OF TIME. 3. KAIROS STRATEGIC PARTNERS, LLC - MANAGER- NOT INVESTMENT RELATED - CONSULTING BUSINESS OWNERS ON NAVIGATING THE SALE OF THEIR BUSINESS - NO CURRENT INCOME - APPROX 3O HOURS A MONTH NOT DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-04-17 |
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