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Scott Thomas Hanson

Allworth Financial, L.P.

Folsom, CA

CRD 2137903

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Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-08-08
TX RA APPROVED 2006-05-30
CA RA APPROVED 2001-02-13
  • IL RA
    APPROVED
    Since 2006-08-08
  • TX RA
    APPROVED
    Since 2006-05-30
  • CA RA
    APPROVED
    Since 2001-02-13

Branch Locations

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allworth Financial, L.P. Sacramento CA 06/1993 Present
Aw Securities Folsom CA 12/1999 Present
Maidu Redevelopment, Llc Sacramento CA 12/2000 Present
  • 06/1993 → Present
    Sacramento, CA
  • 12/1999 → Present
    Aw Securities
    Folsom, CA
  • 12/2000 → Present
    Maidu Redevelopment, Llc
    Sacramento, CA
Previous Registrations
  • 2011-08-10 → 2014-01-09
    Pathway Strategic Advisors
    Folsom, CA
Other Businesses

1. MAIDU REDEVELOPMENT, LLC; RADIO COMMUNICATIONS/REAL ESTATE INVESTMENTS/INSURANCE INVESTMENTS. PARTNER. 12/2000-PRESENT. 5% OF TIME. 2. MAIDU INVESTMENTS; RADIO COMMUNICATIONS/REAL ESTATE INVESTMENTS/INSURANCE INVESTMENTS. PARTNER. 12/2000-PRESENT. 5% OF TIME. 3. KAIROS STRATEGIC PARTNERS, LLC - MANAGER- NOT INVESTMENT RELATED - CONSULTING BUSINESS OWNERS ON NAVIGATING THE SALE OF THEIR BUSINESS - NO CURRENT INCOME - APPROX 3O HOURS A MONTH NOT DURING TRADING HOURS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-17
  • S63 Uniform Securities Agent State Law Examination
    1991-04-17
Designations
  • Certified Financial Planner

View on SEC IAPD

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