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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-18 |
| CA | RA | APPROVED | 1998-12-30 |
Branch Locations
2601 Airport Dr Ste 380, Torrance, CA 90505 • United States
Torrance, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Torrance | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Torrance | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 3626 Blair Way, , Torrance, CA, 90505; Investment-Related; 11/01/2010. Outside Employment; Brian Britt; Manager - Financial reporting and accounting for apartment buildings.; ; 4521 Via Corona, , Torrance, CA, 90505; Investment-Related; 01/01/1995; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-20 |
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