Sean Brett Thompson

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Ubs Financial Services
  Northfield, NJ

Other Businesses

1)Bent Tree Property Owners Association,FLUnited States,www.benttreepbg.net,Property owner's associationOtherProperty Owners' AssociationHandle taking care of the needs of the community - including hiring and paying vendors to perform work. Also, making sure that residents and guests follow the rules of the community.Member of Board of directorsManagement company handles all of the accounting and financial aspects for the association. As treasurer, I review the financial statements and payables and update the board as needed.Start date-4/1/2025 2) Divine 7 Investment Group, Investment club with my siblings, Partner, I will help decide the market investments along with my family members, start date-10/1/2023, Palm Beach GardensFL United States-33418.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-07