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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-07 |
| FL | RA | APPROVED | 2016-05-02 |
| SC | RA | APPROVED | 2016-05-02 |
| NJ | RA | APPROVED | 2003-07-01 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
Randolph, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Short Hills | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 11/2016 | Present |
TRUSTEE FOR FRIENDS; INV RELATED; PRINCETON JUNCTION, NJ; START: 02/04/08; 0 DURING TRADING. RESURRECTION PARISH, INV RELATED, RANDOLPH, NJ, FINANCE COMMITTEE MEMBER, START 1/1/2016, 1.5 HOURS PER MONTH, ZERO DURING TRADING. POWER OF ATTORNEY FOR SPOUSE, INV RELATED, RANDOLPH, NJ, START: 10/30/2019, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-15 |
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