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Marni Ann Cowan

Investment Management Group

Billings, MT

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Current Employers
Investment Management Group

2700 King Ave. W, Billings, MT 59102 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-05-17
  • MT RA
    APPROVED
    Since 2023-05-17

Branch Locations

2700 King Ave. W, Billings, MT 59102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Interstate Bank Billings MT 10/2010 11/2016
Cetera Investment Services Llc St. Cloud MN 10/2010 11/2016
Cetera Investment Advisers Llc Billings MT 01/2014 10/2016
Lpl Financial Billings MT 11/2016 04/2023
Investment Management Group Billings MT 04/2023 Present
  • 10/2010 → 11/2016
    First Interstate Bank
    Billings, MT
  • 10/2010 → 11/2016
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → 10/2016
    Cetera Investment Advisers Llc
    Billings, MT
  • 11/2016 → 04/2023
    Lpl Financial
    Billings, MT
  • 04/2023 → Present
    Investment Management Group
    Billings, MT
Previous Registrations
  • 2016-11-30 → 2024-01-26
    Lpl Financial Llc
    Billings, MT
    Salt Lake City, UT
    Billings, MT
    Billings, MT
  • 2014-01-21 → 2016-11-30
    Cetera Investment Advisers Llc
    Billings, MT
  • 2013-03-21 → 2014-01-21
    Cetera Investment Services Llc
    Billings, MT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-11
S63 Uniform Securities Agent State Law Examination 1992-10-03
  • S66 Uniform Combined State Law Examination
    2013-03-11
  • S63 Uniform Securities Agent State Law Examination
    1992-10-03
Other Names
  • Marni Ann Cowan
  • Marni Ann Cowan
  • Marni Ann Reading
  • Marni Ann Reading

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CWM, LLC
EDWARD JONES
ALLIED INVESTMENT ADVISORS LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

ROBERT CHARLES BECK
BRIAN STEPHEN LETHERT
Matthew Innecken Stroud
Hayley Ries
RONNA MARIE VOGES
CARSON DELMAR QUINNELL
NATHAN MICHAEL FISK
REED JOSEPH MCELYEA

Other Offices

LPL FINANCIAL LLC · BILLINGS, MT
U.S. BANCORP ADVISORS, LLC · Billings, MT
AMERIPRISE FINANCIAL SERVICES, LLC · BILLINGS, MT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Billings, MT
AMERIPRISE FINANCIAL SERVICES, LLC · BILLINGS, MT
CWM, LLC · Billings, MT
EDWARD JONES · BILLINGS, MT
ALLIED INVESTMENT ADVISORS LLC · BILLINGS, MT

More in Billings, MT

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