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James Edward Thom

Edward Jones

Sheboygan, WI

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-03-12
WI RA APPROVED 1998-03-10
  • TX RA
    APPROVED_RES
    Since 2019-03-12
  • WI RA
    APPROVED
    Since 1998-03-10

Branch Locations

1122 North 7Th Street, Sheboygan, WI 53081 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D. Jones & Co., L.P. Sheboygan WI 03/1994 Present
  • 03/1994 → Present
    Edward D. Jones & Co., L.P.
    Sheboygan, WI
Other Businesses

Commercial office building Type of business: rental Sheboygan, WI Start date: 4/1/1998 owner Hours per week: 0 Hours during trading: 0 Desc: Edward Jones office lease

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-05-07
  • S63 Uniform Securities Agent State Law Examination
    1991-05-07
Other Names
  • Jim Thom

View on SEC IAPD

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