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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-02-09 |
| TN | RA | APPROVED | 2006-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Knoxville | TN | 12/2006 | Present |
| Bank Of America,N.A. | Knoxville | TN | 06/2011 | Present |
I*9839For profit or not for profit: Name of outside business organization: Petra DunnInvestment related: Address of business:Sevierville, Tennessee 37876Nature of business: ,Position, title, association: , Start date of relationship: 6/21/2020Number of hours devoted: 8 hour(s) Number of hours devoted during trading hours: 0Duties: I*4645282 Entity Type: Entity Charitable Name of OBA: Knoxville Leadership Foundation Address: Knoxville, Tennessee, 37917 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/01/2026 Number of Hours: 3, Monthly Number of Hours during trading: 1, Monthly Duties: Community support and mentoring, affordable and supportive housing, education support and job skills training I have been asked to serve on the board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-10 |
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