Dale Andrew Alcorn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-04-08
IL	RA	APPROVED	2019-04-05

TX RA
APPROVED_RES

Since 2019-04-08
IL RA
APPROVED

Since 2019-04-05

Branch Locations

101 Wesley Dr, Wood River, IL 62095 • United States

Collinsville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.	Waverly	IA	10/1992	04/2019
Cuna Mutual Group	Waverly	IA	10/1992	04/2019
Lpl Financial Llc	Wood River	IL	04/2019	Present
Midwest Members Credit Union	Wood River	IL	04/2019	Present

10/1992 → 04/2019

Cuna Brokerage Services, Inc.

Waverly, IA
10/1992 → 04/2019

Cuna Mutual Group

Waverly, IA
04/2019 → Present

Lpl Financial Llc

Wood River, IL
04/2019 → Present

Midwest Members Credit Union

Wood River, IL

Previous Registrations

2005-12-12 → 2019-04-10

Cuna Brokerage Services, Inc.

Wood River, IL

Maryville, IL

Wood River, IL

Pontoon Beach, IL

Other Businesses

1) 4/5/19- Ash Brokerage- Non-Variable Insurance- Agent selling fixed annuities- Inv. Related- Fort Wayne, IN- 1% 2) 01/02/2025 - Dale Alcorn Photography - Not Investment Related - Other - Photography - Home Based - Start Date:03/01/2024 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-09
S63	Uniform Securities Agent State Law Examination	1991-04-24

S66 Uniform Combined State Law Examination

2005-12-09
S63 Uniform Securities Agent State Law Examination

1991-04-24

View on SEC IAPD